Hitesh K. Shah Financial Services Ltd. vs UOI
SEBI (Stock Brokers and Sub-brokers) Rules 1992-Sub-brokers of regional stock exchange companies-Sub-brokers of subsidiary / company of regional stock exchanges could not be treated as special class of sub-brokers as there was no statutory provisi [LexDoc Id : 304458]
Solaris Systems (P.) Ltd vs Oriental Bank of Commerce
SARFAESI Act 2002-Provisions of the Act prevail -The fact that the tribunal had passed an order against the petitioner under the Debt Recovery Act did not mean that the borrower had ceased to be the [LexDoc Id : 299371]
JVG Leasing (Securities and Finance) Ltd. and Ors.
Winding up-Non compliance with regulatory mechanism of RBI-A NBFC was ordered to be wound-up on account of it's failure to comply with the regulatory mechanism provided under s. 45MC of the RBI Act 1934. Furth [LexDoc Id : 288817]
In The Matter of: Lazard Asset Management LIC
Short Selling-Monetary Penalty-An order that imposed penalty against the noticee for short selling of securities was set aside. Even though there was a violation of 15(3)(a) of SEBI [LexDoc Id : 291108]